Junior Compliance Officer
Why apply ?
🌍Join an independent AIFM boutique initially established by a seasoned real estate asset manager.
đź’ˇNow scaling-up our business to become a third-party specialized AIFM.
đź’¬Be involved in the day-to-day management and oversight of complex Fund of Funds, Fixed Income, Private Equity and Real Estate portfolios of various Alternative Investment Funds
About the offer
đź“ť Permanent contract
🏠Location : Luxembourg (Station)
📲 Top 3 Key competencies :
- Finance or law degree
- First relevant experience with mutual funds
- Fluency in English
About our client
Sector :Â AIF industry
Values : Innovation | Excellence | Solution driven
Employees : Luxembourg : 30
Your missions
In this role as an AIFM Junior Compliance Officer, you will be involved in the day-to-day management and oversight of complex Fund of Funds, Fixed Income, Private Equity and Real Estate portfolios of various Alternative Investment Funds. You will directly report to the Conducting Officer. Some of your duties include:
- Review of the AIFM’s compliance policy;
- Implementation and review of the AIFM’s compliance monitoring plan;
- Perform due diligence on delegates;
- Perform and coordinate KYC, KYT and AML monitoring;
- Be part on the onboarding process of the new clients;
- Advise and assist the staff of the AIFM on compliance matters;
- Raise AIFM’s team awareness to comply with AIFM’s rules and regulations;
- Involvement in the AIFM’s internal audit process;
- Perform legal watch to ensure the company’s compliance.
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This position is a great opportunity to :
- Gain exposure to the AIF industry with direct scope of responsibilities;
- Join a dynamic team, working with international and entrepreneurial clients and counterparties.
Your ideal profile
- Finance or law master degree;
- Excellent communicator, deep analytical capabilities and ambitious;
- Ability to read and understand professional agreements, fund agreements;
- Ability to think constructively and work independently while interacting with the team in project related tasks;
- Minimum 1-2 years of experience within the financial services industry with preferably a first direct exposure mutual funds (BIG4 or AIFM experience would be a strong advantage);
- Fluent in English, French is a plus;
- Awareness of the regulatory environment of the Luxembourg funds industry, AIFM, GDPR and AML regulations and circulars;
- Experience in Real Estate/Private Equity or any alternative funds exposure is a plus;
A candidate experience with Source Up, it’s …
- Carry out a skills assessment (soft skills and technical skills) in order to better define your professional project
- Access to your test results to guide you to your best career choices
- Interview coaching session before the client meeting
- Consistent and fair recruitment process with respect, transparency and trust
- Department
- Finance, Compliance & Audit
- Locations
- Luxembourg city
- Remote status
- Hybrid Remote
About Source Up
Source Up was founded in 2021 and is a company based in Luxembourg. We carry out our assignments in various sectors, ranging from banking, private equity, insurance, industry…with a pragmatic, proactive and solution-driven approach.
🎯 We strongly believe in the ideal of "having the right people in the right job".
We combine people and technology to connect individuals to their future professional project đź”—
We work with passion for candidates and employers with the ambition to bring the greatest number of people to bloom in their professional environment 🌺
Junior Compliance Officer
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