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Source Up career site
Finance, Compliance & Audit · Luxembourg city · Hybrid Remote

Compliance Officer - Funds Industry

Why apply ?

🌍 You will be working in an international company based in Luxembourg with side offices in various European locations.

💡 Recognized as a professional and reliable firm in its sector, they offer innovative solutions solutions and empower their employees to grow their expertise.

💬 Our client fosters a culture of connection, proactivity and autonomy.


About the offer

📝 Permanent contract

🏠 Location : Luxembourg - City Center

📲 Top 3 Key competencies :

  • Former exposure to compliance in the funds industry
  • Minimum of 3 years as a compliance officer 
  • Fluent English, French is a plus 

 

About our client

Sector : Service provider in funds administration, domiciliation, reporting solutions, structuring 

Values :  Innovation | Excellence | Solution driven

Employees : Worldwide +80


Your missions

  • Compliance and Regulatory Support:

  • Assisting the Authorized Manager by offering legal and regulatory guidance to client-facing teams.

  • Ensuring compliance with applicable laws, regulations, and internal policies across various aspects of the business.

  • Client Onboarding and Ongoing Monitoring:

  • Reviewing client onboarding documentation and processes, with a particular focus on ongoing client monitoring.

  • Ensuring Know Your Customer (KYC) procedures are properly executed during onboarding and maintained for ongoing compliance.

  • KYC Reviews for Transfer Agent Business:

  • Involvement in the Transfer Agent function, where the focus would be on ensuring that investors' KYC information is up to date and meets regulatory standards.

  • Process Improvement in Compliance:

  • Continuously improving and streamlining processes, especially in relation to risk assessments and overall compliance management.

  • Developing and updating policies, procedures, and controls in line with changes in laws and industry regulations.

    • Your profile

    • Bachelor's degree in finance, business administration, law, or a related field; advanced degree or professional certification (e.g., CAMS, CFE, CRCM) preferred
    • Minimum of 3 years of experience in compliance roles within the financial services industry, with specific expertise in the Luxembourg regulatory environment
    • Proficient in Lux GAAP, fluent in French and English
    • Excellent knowledge of the AML/TF regulatory environment.

        •  

    A candidate experience with Source Up, it’s …

    • Carry out a skills assessment (soft skills and technical skills) in order to better define your professional project
    • Access to your test results to guide you to your best career choices
    • Interview coaching session before the client meeting
    • Consistent and fair recruitment process with respect, transparency and trust
    Department
    Finance, Compliance & Audit
    Locations
    Luxembourg city
    Remote status
    Hybrid Remote
    Picture of Roxane Lecomte
    Contact Roxane Lecomte Senior Talent Sourcer

    About Source Up

    Source Up was founded in 2021 and is a company based in Luxembourg. We carry out our assignments in various sectors, ranging from banking, private equity, insurance, industry…with a pragmatic, proactive and solution-driven approach.

    🎯 We strongly believe in the ideal of "having the right people in the right job". 

    We combine people and technology to connect individuals to their future professional project 🔗

    We work with passion for candidates and employers with the ambition to bring the greatest number of people to bloom in their professional environment 🌺

    Finance, Compliance & Audit · Luxembourg city · Hybrid Remote

    Compliance Officer - Funds Industry

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